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LIANG Shiyuan

梁士遠
CE BNJ578Licensed IndividualSFO licence active
Official SFC record

LIANG Shiyuan (CE number BNJ578) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePing An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司

Licence Record (5)

2021-09-16 – present Current
Ping An of China Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2020-11-02 – 2021-08-05
ExodusPoint Capital Management Hong Kong, Limited Rep
RA 9
2019-09-12 – 2020-09-30
Seekers Advisors H.K. Limited Rep
RA 9
2019-05-21 – 2019-06-30
Harmony Advisors Limited Rep
RA 1 RA 2 RA 4 RA 9
2018-08-20 – 2019-04-01
Pinpoint Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNJ578