Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CAO Ying

曹颖
CE BNI566Licensed IndividualSFO licence active

CAO Ying (CE number BNI566) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCCB International Securities Limited
建銀國際證券有限公司

Licence Record (2)