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LAU Wing Chung

劉榮忠
CE BNI132Licensed IndividualSFO licence active
Official SFC record

LAU Wing Chung (CE number BNI132) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePolymer Capital Management (HK) Limited
柏駿資本管理(香港)有限公司

Licence Record (3)

2020-04-22 – present Current
Polymer Capital Management (HK) Limited Rep
RA 1 RA 9
2020-01-21 – 2020-04-22
Pacific Alliance Investment Management (HK) Limited Rep
RA 9
2018-08-07 – 2019-12-31
Ariose Capital Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNI132