Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIU Ying

劉穎
CE BNI047Licensed IndividualSFO licence active
Official SFC record

LIU Ying (CE number BNI047) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司

Licence Record (3)

2021-12-30 – present Current
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4
2021-12-30 – 2025-04-30
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6
2018-08-08 – 2020-12-26
Lianhe Ratings Global Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNI047