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HON Wan Man

韓韻文
CE BNH912Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HON Wan Man (CE number BNH912) is an individual licensed by the Hong Kong SFC. First licensed on 2019-05-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerProsper Global Asset Management Limited
盛世環球資產管理有限公司

Licence Record (3)

2022-10-31 – present Current
Prosper Global Asset Management Limited RO
RA 4 RA 9
2020-02-24 – 2022-08-15
Nan Guo International Asset Management Limited RO
RA 4 RA 9
2019-05-15 – 2022-01-20
Nan Guo International Securities Limited RO
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNH912