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LUO Yi

羅依
CE BNH867Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUO Yi (CE number BNH867) is an individual licensed by the Hong Kong SFC. First licensed on 2018-07-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMaster Trademore Securities Limited
恒富證券有限公司

Licence Record (4)

2025-11-27 – present Current
Master Trademore Securities Limited RO
RA 1
2025-11-04 – 2025-11-27
Master Trademore Securities Limited Rep
RA 1
2020-11-17 – 2023-11-20
CMB International Capital Limited Rep
RA 1 RA 6
2018-07-31 – 2020-10-16
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNH867