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SHANG Lei

尚磊
CE BNH677Licensed IndividualSFO licence active
Official SFC record

SHANG Lei (CE number BNH677) is an individual licensed by the Hong Kong SFC. First licensed on 2018-11-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Re Asset Management (Hong Kong) Company Limited
中再資產管理(香港)有限公司

Licence Record (4)

2024-10-09 – present Current
China Re Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2021-02-17 – 2024-04-30
ICBC Asset Management (Global) Company Limited Rep
RA 4 RA 5 RA 9
2019-02-25 – 2019-07-10
China Sunrise Securities (International) Limited Rep
RA 1
2018-11-12 – 2021-01-12
China Sunrise Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNH677