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ZHU Lei

朱蕾
CE BNH645Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHU Lei (CE number BNH645) is an individual licensed by the Hong Kong SFC. First licensed on 2018-09-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFIL Investment Advisors
Responsible OfficerFIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司

Licence Record (5)

2023-04-11 – present Current
FIL Investment Management (Hong Kong) Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2023-04-11 – present Current
FIL Investment Advisors RO
RA 4 RA 5 RA 9
2023-02-16 – 2023-04-11
FIL Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2023-02-16 – 2023-04-11
FIL Investment Advisors Rep
RA 4 RA 9
2018-09-11 – 2022-11-15
Credit Suisse (Hong Kong) Limited RO
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNH645