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GAO Wei

高薇
CE BNH459Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GAO Wei (CE number BNH459) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHong Tai Capital (Hong Kong) Limited
洪泰資本(香港)有限公司
Responsible OfficerSirius Securities Limited
鑫誠證券有限公司

Licence Record (3)

2023-09-06 – present Current
Hong Tai Capital (Hong Kong) Limited RO
RA 6
2018-10-15 – present Current
Hong Tai Securities Limited RO
RA 1 RA 4 RA 9
2019-05-17 – 2019-11-13
Hong Tai Securities Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNH459