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YUAN Yuchen

袁雨辰
CE BNH355Licensed IndividualSFO licence active
Official SFC record

YUAN Yuchen (CE number BNH355) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 6 (Corporate finance).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJ.P. Morgan Broking (Hong Kong) Limited

Licence Record (2)

2022-05-13 – present Current
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 2 RA 5
2018-08-03 – 2019-08-01
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNH355