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FAN Xinyun

范心云
CE BNE419Licensed IndividualSFO licence active
Official SFC record

FAN Xinyun (CE number BNE419) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeStormHarbour Securities (Hong Kong) Limited
思博資本(香港) 有限公司

Licence Record (2)

2019-05-10 – present Current
StormHarbour Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2018-10-24 – 2019-03-06
LERTHAI Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNE419