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LAU Chi Yin

劉志賢
CE BND487Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Chi Yin (CE number BND487) is an individual licensed by the Hong Kong SFC. First licensed on 2018-09-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWin Securities Limited
贏證券有限公司

Licence Record (6)

2026-06-29 – present Current
Win Securities Limited RO
RA 1
2025-08-18 – 2025-12-01
CMB International Securities Limited Rep
RA 4
2025-08-18 – 2025-12-01
CMB International Securities Limited RO
RA 1
2025-08-18 – 2025-12-01
CMB International Futures Limited RO
RA 2
2021-09-10 – 2025-05-31
Zircon Securities (HK) Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2018-09-03 – 2020-07-31
FUZE SECURITIES (INTERNATIONAL) LIMITED RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BND487