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GUO Miaozhu

郭妙珠
CE BND015Licensed IndividualSFO licence active
Official SFC record

GUO Miaozhu (CE number BND015) is an individual licensed by the Hong Kong SFC. First licensed on 2020-06-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeFulbright Asset Management Limited
富昌資產管理有限公司
RepresentativeFulbright Futures Limited
富昌期貨有限公司
RepresentativeFulbright Securities Limited
富昌證券有限公司

Licence Record (3)

2021-03-03 – present Current
Fulbright Asset Management Limited Rep
RA 9
2020-06-18 – present Current
Fulbright Securities Limited Rep
RA 1 RA 4
2020-06-18 – present Current
Fulbright Futures Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BND015