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LAI Yuying

賴玉莹
CE BNC871Licensed IndividualSFO licence active
Official SFC record

LAI Yuying (CE number BNC871) is an individual licensed by the Hong Kong SFC. First licensed on 2018-07-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCMB International Futures Limited
招銀國際期貨有限公司
RepresentativeCMB International Securities Limited
招銀國際證券有限公司

Licence Record (3)

2021-05-04 – present Current
CMB International Futures Limited Rep
RA 2
2021-03-03 – present Current
CMB International Securities Limited Rep
RA 1 RA 4
2018-07-03 – 2019-11-08
Tongfang Securities Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNC871