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MA Di

馬迪
CE BNB075Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

MA Di (CE number BNB075) is an individual licensed by the Hong Kong SFC. First licensed on 2018-07-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGulf Line Capital Advisors Limited
鋯藍資本顧問有限公司

Licence Record (7)

2021-06-29 – present Current
Gulf Line Capital Advisors Limited RO
RA 4 RA 9
2021-04-15 – 2021-06-29
Gulf Line Capital Advisors Limited Rep
RA 4 RA 9
2020-09-02 – 2020-12-31
First Prosperous Asset Management Company Limited RO
RA 4 RA 9
2019-08-20 – 2020-12-31
First Prosperous Capital Company Limited Rep
RA 1 RA 6
2019-08-20 – 2020-09-02
First Prosperous Asset Management Company Limited Rep
RA 4 RA 9
2019-03-18 – 2019-08-19
Wan Lung Securities Limited Rep
RA 1 RA 4 RA 9
2018-07-12 – 2019-02-28
Boman Capital (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNB075