Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WANG LI I

王立弈
CE BMY582Licensed IndividualSFO licence active
Official SFC record

WANG LI I (CE number BMY582) is an individual licensed by the Hong Kong SFC. First licensed on 2022-11-17. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (3)

2023-07-18 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1
2023-03-16 – 2023-06-28
Spring Securities Limited Rep
RA 1
2022-11-17 – 2023-03-03
China DIFI Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMY582