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WU Huatao

吳華桃
CE BMY486Licensed IndividualSFO licence active
Official SFC record

WU Huatao (CE number BMY486) is an individual licensed by the Hong Kong SFC. First licensed on 2018-06-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina Industrial Securities International Brokerage Limited
興證國際證券有限公司
RepresentativeChina Industrial Securities International Futures Limited
興證國際期貨有限公司

Licence Record (5)

2023-02-22 – present Current
China Industrial Securities International Brokerage Limited Rep
RA 1
2023-02-22 – present Current
China Industrial Securities International Futures Limited Rep
RA 2
2022-07-25 – 2023-01-10
Future Securities Limited RO
RA 2
2019-07-10 – 2022-04-30
Huatai (Hong Kong) Futures Limited Rep
RA 2
2018-06-28 – 2023-01-10
Future Securities Limited Rep
RA 1 RA 2 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMY486