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CAO Panpan

曹盼盼
CE BMY403Licensed IndividualSFO licence active
Official SFC record

CAO Panpan (CE number BMY403) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZheshang International Financial Holdings Co., Limited
浙商國際金融控股有限公司

Licence Record (2)

2023-06-09 – present Current
Zheshang International Financial Holdings Co., Limited Rep
RA 1 RA 2 RA 4 RA 5
2018-05-24 – 2021-07-31
CITIC Futures International Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMY403