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WALKER Harry Bertram Templeton

CE BMX880Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WALKER Harry Bertram Templeton (CE number BMX880) is an individual licensed by the Hong Kong SFC. First licensed on 2018-07-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerDimensional Hong Kong Limited
RepresentativeDimensional Hong Kong Limited

Licence Record (2)

2021-09-23 – present Current
Dimensional Hong Kong Limited RO
RA 1 RA 4
2018-07-18 – present Current
Dimensional Hong Kong Limited Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMX880