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PAN Hong

潘红
CE BMX630Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PAN Hong (CE number BMX630) is an individual licensed by the Hong Kong SFC. First licensed on 2018-09-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFunde Investment Management Limited
富德投資管理有限公司
Responsible OfficerFunde Securities Limited
富德證券有限公司

Licence Record (3)

2023-12-14 – present Current
Funde Securities Limited RO
RA 1 RA 4
2018-09-10 – present Current
Funde Investment Management Limited RO
RA 9
2023-07-31 – 2023-12-14
Funde Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMX630