Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIU Ka Tat

廖嘉達
CE BMX425Licensed IndividualSFO licence active
Official SFC record

LIU Ka Tat (CE number BMX425) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeChina Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
RepresentativeEverbright Securities Digital Finance (HK) Limited
光大證券數碼金融（香港）有限公司
RepresentativeEverbright Securities Investment Services (HK) Limited
光大證券投資服務（香港）有限公司

Licence Record (4)

2025-05-26 – present Current
Everbright Securities Digital Finance (HK) Limited Rep
RA 1
2018-05-25 – present Current
China Everbright Securities (HK) Limited Rep
RA 1
2018-05-25 – present Current
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2018-09-13 – 2018-10-08
CES Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMX425