Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HU Ming

胡明
CE BMW482Licensed IndividualSFO licence active

HU Ming (CE number BMW482) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeChina International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司

Licence Record (6)