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LAU Kin Wang

劉建宏
CE BMW295Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Kin Wang (CE number BMW295) is an individual licensed by the Hong Kong SFC. First licensed on 2018-06-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerARTE Capital Management Limited
安泰資本管理有限公司

Licence Record (4)

2022-06-20 – present Current
ARTE Capital Management Limited RO
RA 4 RA 9
2020-10-14 – 2022-06-20
ARTE Capital Management Limited Rep
RA 4 RA 9
2020-03-27 – 2020-06-19
OIL Assets Securities Limited Rep
RA 1
2018-06-20 – 2019-11-30
GAOYU SECURITIES LIMITED Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMW295