Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LUK Ka Wai

陸嘉慧
CE BMV708Licensed IndividualResponsible OfficerSFO licence active

LUK Ka Wai (CE number BMV708) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerA.C Asset Management Limited
奧盛資產管理有限公司

Licence Record (2)

2021-12-20 – present Current
2018-05-02 – 2021-12-20