Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHEN Huizhu

陳薈竹
CE BMU999Licensed IndividualSFO licence active
Official SFC record

CHEN Huizhu (CE number BMU999) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeEastspring Investments (Hong Kong) Limited (trading as Eastspring Investments)
瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)

Licence Record (6)

2024-03-28 – present Current
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) Rep
RA 4 RA 9
2021-10-25 – 2024-01-10
Harvest Global Investments Limited Rep
RA 4 RA 9
2019-05-14 – 2020-04-24
CWB Hong Kong Limited Rep
RA 4 RA 9
2018-05-18 – 2019-04-12
Yunfeng Financial Markets Limited Rep
RA 4 RA 9
2018-05-18 – 2019-04-12
Yunfeng Securities Limited Rep
RA 4
2018-05-18 – 2019-04-12
Yunfeng Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMU999