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LAU Ying Sum

劉應心
CE BMS676Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Ying Sum (CE number BMS676) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLSQ Capital Limited

Licence Record (5)

2026-05-22 – present Current
LSQ Capital Limited RO
RA 4 RA 9
2026-03-09 – 2026-05-22
LSQ Capital Limited Rep
RA 4 RA 9
2021-07-02 – 2026-01-01
SIIC Capital (Hong Kong) Investment Management Company Limited Rep
RA 4 RA 9
2018-10-22 – 2020-10-08
Donghai International Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2018-05-28 – 2021-05-08
Donghai International Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMS676