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YANG Wenjun

楊文俊
CE BML419Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Wenjun (CE number BML419) is an individual licensed by the Hong Kong SFC. First licensed on 2018-04-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHaitong International Capital Limited
海通國際資本有限公司
RepresentativeHaitong International Securities Company Limited
海通國際證券有限公司

Licence Record (3)

2023-11-24 – present Current
Haitong International Capital Limited RO
RA 6
2022-12-22 – present Current
Haitong International Securities Company Limited Rep
RA 1 RA 4
2018-04-16 – 2023-11-24
Haitong International Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BML419