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CHEN Mingxiao

陳明瀟
CE BMJ700Licensed IndividualSFO licence active
Official SFC record

CHEN Mingxiao (CE number BMJ700) is an individual licensed by the Hong Kong SFC. First licensed on 2018-02-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAlvarez & Marsal Corporate Finance Limited
安邁融資顧問有限公司

Licence Record (2)

2021-11-24 – present Current
Alvarez & Marsal Corporate Finance Limited Rep
RA 6
2018-02-26 – 2018-10-04
Argonaut Securities (Asia) Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMJ700