Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WU Yen Sheng

吴彦生
CE BMG512Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Yen Sheng (CE number BMG512) is an individual licensed by the Hong Kong SFC. First licensed on 2019-04-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRIME Capital Limited
霧凇資本有限公司

Licence Record (2)

2021-12-03 – present Current
RIME Capital Limited RO
RA 1 RA 4 RA 9
2019-04-10 – 2023-06-21
RIME Capital Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMG512