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SHI Josephine

施文嘉
CE BMG353Licensed IndividualSFO licence active
Official SFC record

SHI Josephine (CE number BMG353) is an individual licensed by the Hong Kong SFC. First licensed on 2018-02-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Corporate Finance (Hong Kong) Limited

Licence Record (2)

2021-12-08 – present Current
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2018-02-07 – 2020-06-30
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMG353