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LI Yik Ngai

李奕毅
CE BMF541Licensed IndividualSFO licence active
Official SFC record

LI Yik Ngai (CE number BMF541) is an individual licensed by the Hong Kong SFC. First licensed on 2018-02-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSplentide Capital Limited
錦泓資本有限公司

Licence Record (3)

2020-06-05 – present Current
Splentide Capital Limited Rep
RA 1 RA 4 RA 9
2018-02-07 – 2020-05-15
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2018-02-07 – 2020-05-15
CES Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMF541