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GU Xiangyun

顧翔芸
CE BME242Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GU Xiangyun (CE number BME242) is an individual licensed by the Hong Kong SFC. First licensed on 2018-01-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSoochow Securities International Brokerage Limited
東吳證券國際經紀有限公司
RepresentativeSoochow Securities International Futures Limited
東吳證券國際期貨有限公司

Licence Record (3)

2021-11-30 – present Current
Soochow Securities International Brokerage Limited RO
RA 1 RA 4
2018-01-25 – present Current
Soochow Securities International Futures Limited Rep
RA 2
2018-01-25 – 2021-11-30
Soochow Securities International Brokerage Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BME242