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TAM Ho Yan

譚浩欣
CE BMB205Licensed IndividualSFO licence active
Official SFC record

TAM Ho Yan (CE number BMB205) is an individual licensed by the Hong Kong SFC. First licensed on 2020-02-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeChina Xin Yongan Futures Company Limited
中國新永安期貨有限公司
RepresentativeXin Yongan International Asset Management Company Limited
新永安國際資產管理有限公司
RepresentativeXin Yongan International Securities Company Limited
新永安國際證券有限公司

Licence Record (3)

2020-02-18 – present Current
Xin Yongan International Securities Company Limited Rep
RA 1
2020-02-18 – present Current
China Xin Yongan Futures Company Limited Rep
RA 2
2020-02-18 – present Current
Xin Yongan International Asset Management Company Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMB205