Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHEN Hu

陳滸
CE BMA461Licensed IndividualSFO licence active
Official SFC record

CHEN Hu (CE number BMA461) is an individual licensed by the Hong Kong SFC. First licensed on 2018-01-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (4)

2020-07-31 – present Current
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2019-03-18 – 2020-04-07
BFAM Partners (Hong Kong) Limited Rep
RA 9
2018-01-17 – 2019-01-29
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2018-01-17 – 2019-01-29
Goldman Sachs (Asia) Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMA461