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ZHAO Zongming

趙宗明
CE BLZ818Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHAO Zongming (CE number BLZ818) is an individual licensed by the Hong Kong SFC. First licensed on 2018-01-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPartners Capital Securities Limited
博大證券有限公司
RepresentativePartners Asset Management (HK) Limited
博大資產管理(香港)有限公司

Licence Record (4)

2025-02-18 – present Current
Partners Asset Management (HK) Limited Rep
RA 4 RA 9
2022-12-12 – present Current
Partners Capital Securities Limited RO
RA 1
2022-03-01 – 2022-12-12
Partners Capital Securities Limited Rep
RA 1
2018-01-15 – 2022-02-12
Sinolink Securities (Hong Kong) Company Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLZ818