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YAU Arthur

邱雅達
CE BLZ370Licensed IndividualSFO licence active
Official SFC record

YAU Arthur (CE number BLZ370) is an individual licensed by the Hong Kong SFC. First licensed on 2018-01-16. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFranklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司

Licence Record (4)

2022-07-01 – present Current
Franklin Templeton Investments (Asia) Limited Rep
RA 1
2021-12-29 – 2022-06-30
Franklin Templeton Investments (Asia) Limited Rep
RA 1
2018-03-02 – 2021-12-03
Manulife Investment Management (Hong Kong) Limited RO
RA 1
2018-01-16 – 2018-03-02
Manulife Investment Management (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLZ370