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KWOK Friedman Owen

郭傲雲
CE BLX124Licensed IndividualSFO licence active
Official SFC record

KWOK Friedman Owen (CE number BLX124) is an individual licensed by the Hong Kong SFC. First licensed on 2020-10-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeHuajin Futures (International) Limited
華金期貨(國際)有限公司
RepresentativeHuajin Securities (International) Limited
華金證券(國際)有限公司

Licence Record (4)

2024-05-07 – present Current
Huajin Futures (International) Limited Rep
RA 2
2024-04-23 – present Current
Huajin Securities (International) Limited Rep
RA 1
2022-09-15 – 2024-04-10
Hooray Securities Limited Rep
RA 1
2020-10-05 – 2022-09-13
SBI E2-Capital Securities Limited Rep
RA 1 RA 2 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLX124