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LIU Yao

劉堯
CE BLU642Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Yao (CE number BLU642) is an individual licensed by the Hong Kong SFC. First licensed on 2022-05-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSDHG International Asset Management Limited
山高國際資產管理有限公司
Responsible OfficerSDHG International Securities Limited
山高國際證券有限公司

Licence Record (2)

2022-07-06 – present Current
SDHG International Asset Management Limited RO
RA 4 RA 9
2022-05-06 – present Current
SDHG International Securities Limited RO
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLU642