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KWOK Charmaine Shen Man

郭倩文
CE BLQ546Licensed IndividualSFO licence active
Official SFC record

KWOK Charmaine Shen Man (CE number BLQ546) is an individual licensed by the Hong Kong SFC. First licensed on 2017-12-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSeiga Asset Management Limited

Licence Record (2)

2022-06-20 – present Current
Seiga Asset Management Limited Rep
RA 9
2017-12-04 – 2022-06-01
GCM Investments Hong Kong Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLQ546