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LIU Peinan

柳沛男
CE BLQ400Licensed IndividualSFO licence active
Official SFC record

LIU Peinan (CE number BLQ400) is an individual licensed by the Hong Kong SFC. First licensed on 2018-01-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 10 (Credit rating).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 10 Providing Credit Rating Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeABCI Capital Limited
農銀國際融資有限公司
RepresentativeABCI Securities Company Limited
農銀國際證券有限公司

Licence Record (3)

2022-02-08 – present Current
ABCI Capital Limited Rep
RA 1 RA 6
2022-02-08 – present Current
ABCI Securities Company Limited Rep
RA 1
2018-01-05 – 2022-01-09
Moody's Investors Service Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLQ400