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LIU Nan

劉楠
CE BLP378Licensed IndividualSFO licence active
Official SFC record

LIU Nan (CE number BLP378) is an individual licensed by the Hong Kong SFC. First licensed on 2017-12-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeParagon Capital Management (HK) Private Limited
佰利騰資產管理(香港)私人有限公司

Licence Record (4)

2026-10-29 – present Current
Paragon Capital Management (HK) Private Limited Rep
RA 4 RA 9
2022-04-11 – 2024-11-19
Allianz Global Investors Asia Pacific Limited Rep
RA 1 RA 4
2017-12-04 – 2021-12-31
Invesco Asset Management Asia Limited Rep
RA 1
2017-12-04 – 2021-12-31
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLP378