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LEE Yang-Shen

李洋昇
CE BLL629Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Yang-Shen (CE number BLL629) is an individual licensed by the Hong Kong SFC. First licensed on 2018-03-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerFortune Vision Capital Limited
富觀資本有限公司

Licence Record (6)

2024-11-22 – present Current
Fortune Vision Capital Limited RO
RA 4 RA 9
2023-08-18 – 2024-11-20
Advance Asset Management Limited RO
RA 9
2023-07-28 – 2023-08-18
Advance Asset Management Limited Rep
RA 9
2021-06-28 – 2023-04-05
First Prosperous Asset Management Company Limited RO
RA 4 RA 9
2020-03-31 – 2021-05-31
SinoPac Asset Management (Asia) Limited Rep
RA 1 RA 4 RA 9
2018-03-29 – 2020-03-15
Pamirs Capital (H.K.) Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLL629