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LAI Kwok Keung

黎國強
CE BLK712Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Kwok Keung (CE number BLK712) is an individual licensed by the Hong Kong SFC. First licensed on 2017-11-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerLeo Asset Management Limited
麗奧資產管理有限公司
Responsible OfficerYuen Meta (International) Securities Limited
元宇宙(國際)證券有限公司

Licence Record (10)

2023-03-02 – present Current
Yuen Meta (International) Securities Limited RO
RA 1
2023-03-02 – present Current
Leo Asset Management Limited RO
RA 4 RA 9
2024-03-12 – 2024-05-24
Ming Yang Capital Limited RO
RA 4 RA 9
2024-01-19 – 2024-03-12
Ming Yang Capital Limited Rep
RA 4 RA 9
2023-02-09 – 2023-03-02
Yuen Meta (International) Securities Limited Rep
RA 1
2023-02-09 – 2024-07-03
Leo Asset Management Limited Rep
RA 4 RA 9
2020-07-17 – 2022-12-02
JMC Capital HK Limited Rep
RA 1 RA 4 RA 9
2019-12-06 – 2020-06-19
Smart Fullrich Capital Limited Rep
RA 1 RA 4
2018-09-28 – 2019-04-18
FUZE SECURITIES (INTERNATIONAL) LIMITED Rep
RA 1
2017-11-20 – 2018-06-17
PC Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLK712