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KWOK Hong Man

郭匡文
CE BLJ204Licensed IndividualSFO licence active
Official SFC record

KWOK Hong Man (CE number BLJ204) is an individual licensed by the Hong Kong SFC. First licensed on 2017-10-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBOCOM International Securities Limited
交銀國際證券有限公司

Licence Record (2)

2018-12-28 – present Current
BOCOM International Securities Limited Rep
RA 1 RA 2 RA 5
2017-10-30 – 2018-12-14
Grandly Financial Services Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLJ204