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LAU Cho Fung

劉祖鋒
CE BLI767Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Cho Fung (CE number BLI767) is an individual licensed by the Hong Kong SFC. First licensed on 2017-10-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMage Securities Limited
明璣證券有限公司

Licence Record (5)

2025-07-07 – present Current
Mage Securities Limited RO
RA 1 RA 4
2021-12-03 – 2025-03-31
Head & Shoulders Asset Management Limited RO
RA 9
2018-04-03 – 2025-07-07
Mage Securities Limited Rep
RA 1 RA 2 RA 4
2018-04-03 – 2021-12-03
Head & Shoulders Asset Management Limited Rep
RA 9
2017-10-30 – 2018-02-05
Chief Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLI767