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YU Xiaoxia

蔚曉霞
CE BLH691Licensed IndividualSFO licence active
Official SFC record

YU Xiaoxia (CE number BLH691) is an individual licensed by the Hong Kong SFC. First licensed on 2017-11-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeVictory Securities Company Limited
勝利證券有限公司

Licence Record (4)

2026-02-13 – present Current
Victory Securities Company Limited Rep
RA 1 RA 4 RA 9
2018-11-15 – 2025-12-20
Canfield Securities Company Limited Rep
RA 1 RA 4 RA 9
2017-11-23 – 2018-09-30
Honor Securities (HK) Limited Rep
RA 1
2017-11-23 – 2018-09-30
Honor Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLH691