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MOK Wing Ho

莫穎豪
CE BLH458Licensed IndividualSFO licence active
Official SFC record

MOK Wing Ho (CE number BLH458) is an individual licensed by the Hong Kong SFC. First licensed on 2017-10-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChangjiang Securities Brokerage (HK) Limited
長江證券經紀(香港)有限公司

Licence Record (5)

2025-06-20 – present Current
Changjiang Securities Brokerage (HK) Limited Rep
RA 1
2025-01-13 – 2025-05-12
T.F.S. Derivatives HK Limited Rep
RA 1
2024-11-01 – 2024-12-31
UCAP Securities (HK) Limited Rep
RA 1 RA 4 RA 9
2023-01-06 – 2024-04-20
Core Pacific - Yamaichi Asset Management Limited Rep
RA 9
2017-10-18 – 2024-04-20
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLH458