Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NING Yanyue

寧延越
CE BLG363Licensed IndividualSFO licence active
Official SFC record

NING Yanyue (CE number BLG363) is an individual licensed by the Hong Kong SFC. First licensed on 2017-10-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (3)

2019-08-07 – present Current
Orient Securities (Hong Kong) Limited Rep
RA 1 RA 4
2017-10-18 – 2019-06-06
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2017-10-18 – 2019-06-06
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLG363