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LI Wenwen

李文雯
CE BLA027Licensed IndividualSFO licence active
Official SFC record

LI Wenwen (CE number BLA027) is an individual licensed by the Hong Kong SFC. First licensed on 2021-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeICBC Asset Management (Global) Company Limited
工銀資管(全球)有限公司

Licence Record (2)

2023-06-15 – present Current
ICBC Asset Management (Global) Company Limited Rep
RA 4 RA 9
2021-09-30 – 2023-04-19
OCI Asset Management Company Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLA027