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WONG Lok Wing

黃樂穎
CE BKW992Licensed IndividualSFO licence active
Official SFC record

WONG Lok Wing (CE number BKW992) is an individual licensed by the Hong Kong SFC. First licensed on 2017-09-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOpus Capital Limited
創富融資有限公司

Licence Record (4)

2023-10-16 – present Current
Opus Capital Limited Rep
RA 1 RA 6
2023-10-16 – 2024-09-03
UZen Securities Limited Rep
RA 1
2017-09-08 – 2023-06-07
SDIC Securities (Hong Kong) Limited Rep
RA 1
2017-09-08 – 2023-06-07
SDIC Securities Corporate Finance (Hong Kong) Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKW992